Securities & Business Litigation

ALA represents clients in cases involving allegations of stockbroker fraud and misconduct. We have extensive experience handling matters related to insider trading, Ponzi schemes, pump-and-dump schemes, misrepresentation, unauthorized trading, excessive trading, and other common forms of broker or advisor fraud. We also handle broker expungement cases.

Our firm handles cases involving unregistered securities, with allegations involving claims of high returns with little or no risk, aggressive sales tactics, unsolicited offers, and unregistered investment professionals, among others. The allegation of unregistered securities often includes cryptocurrencies, digital tokens, and other new financial products that were offered without proper registration

Our firm regularly handles complex cases involving alleged breaches of fiduciary duty in business and securities litigation. Fiduciary duties require that board members, officers, brokers, and other financial professionals place client interests ahead of their own and avoid conflicts of interest. 

Our firm handles cases involving elder financial abuse, safeguarding the rights of older adults who have been taken advantage of by unscrupulous financial advisors, caregivers, and even family members. We help seniors recover and gain peace of mind.